The Federalist Papers

The Federalist Papers is a collection of 85 essays, most of which were published as serialized articles between October 1787 and April 1788, by the American statesmen Alexander Hamilton, James Madison, and John Jay. Released under the pseudonym Publius, a common name in ancient Rome derived from the word for “the people” or “of the people,” The Federalist Papers were written to persuade the voters of New York state to ratify the US Constitution. The essays lay out the division of power between the federal government and the state governments which remains to this day, albeit in a constantly evolving form. Broadly speaking, this balance of power—in which state authority is subordinate to federal authority in matters related to foreign policy, interstate commerce, and other areas of federal jurisdiction—is known as “Federalism.”

After the 1776 Declaration of Independence and the start of the Revolutionary War, the 13 colonies united in an alliance known as the Articles of Confederation. Under the Articles, each colony remained a sovereign state largely unanswerable to federal authority except in matters of foreign policy. After the surrender of the British in 1781, however, the states stopped funding the federal government, leaving it at risk of defaulting on both its foreign and domestic debts. This debt crisis culminated in Shays’ Rebellion, a 1786-1787 armed insurrection in Massachusetts led by Daniel Shays, a deeply indebted farmer and Revolutionary War veteran who never received compensation for his service. Later that year, 55 delegates including Hamilton and Madison gathered in Philadelphia at a convention to draft a Constitution designed to save the country from anarchy and disunion.

This study guide refers to the 1917 edition published by J.M. Dent & Sons, digitized in 2010.

Summary

After a “General Introduction” from Hamilton, Federalist No. 2 through Federalist No. 14 lay out the importance of a strong federal government uniting the states and exercising absolute sovereignty in matters of federal jurisdiction. The most important role played by the federal government concerns the protection of its citizens against foreign invasion and domestic insurrection. Without a federal authority to enforce laws pertaining to interstate disputes, the authors see civil war and anarchy as inevitabilities. Moreover, the federal taxation and tariff schemes proposed under the Constitution will vastly increase revenues so that America can build a strong navy. This poses two major advantages: The first is an increase in national security on the country’s Atlantic coast, and the second is that it positions America to become a major participant in maritime commerce.

Federalist No. 15 through Federalist No. 22 concern the insufficiency of the Articles of Confederation to achieve the goals of national security and good republican governance. With no authority to enforce its laws under the Confederation, the federal government is left with no recourse when states refuse to pay taxes. Adding to its revenue woes, the federal government cannot collect excise taxes or taxes on imports. Finally, with no uniformity in how the states conduct commerce, foreign nations are loath to enter into mutually beneficial trade agreements with America.

In Federalist No. 23 through Federalist No. 36, the authors seek to justify the “energy” of the powers invested in the federal government by the Constitution. Much of these essays concern the then-controversial notion of a standing federal army during peacetime. Although both Madison and Hamilton grant that powerful militaries in times of peace may lead to tyranny and oppression, they are confident that the benefits to national security well outweigh the risks. These essays also go into greater detail about the benefits of direct federal taxes on citizens, as opposed to the current taxation scheme in which the federal government collects taxes indirectly through the states.

The largest group of essays, Federalist No. 37 through Federalist No. 83, explain and answer objections to the powers invested in the legislative, executive, and judiciary branches of the federal government under the Constitution. While the authors acknowledge the wisdom of the maxim concerning the separation of these powers into different branches, they also argue that some overlap is necessary to ensure the appropriate checks and balances on each branch. As detailed in these essays, the government under the US Constitution consists of a mixture of direct and indirect republican qualities; for example, the House of Representatives will be directly elected by the people, while Senators will be appointed by elected state legislators. The President, meanwhile, will be voted on by state electors chosen for this express purpose every four years. These essays also detail the contentious issue of how enslaved people will be counted for the purpose of apportioning House representatives. In what came to be known as the three-fifths compromise, an enslaved person will count as three-fifths of a free person when calculating each state’s population and assigning House seats accordingly.

In Federalist No. 84, Hamilton expresses his opposition to the inclusion of a bill of rights, which at the point had not yet been appended to the Constitution. In the final essay, Federalist No. 85, Hamilton openly admits that the Constitution under consideration is not perfect. Nevertheless, he believes that the Articles of Confederation have left the country teetering on the brink of insolvency and anarchy; therefore, it would be extremely impudent not to ratify the Constitution in its current form.