40 pages • 1-hour read
Douglas Stone, Sheila Heen, Bruce PattonA modern alternative to SparkNotes and CliffsNotes, SuperSummary offers high-quality Study Guides with detailed chapter summaries and analysis of major themes, characters, and more.
While difficult conversations are important to have, it’s crucial to consider when to have a conversation. Not every situation is going to call for the same prescription: “the specifics of each situation are different, there is no simple rule” (132). The best advice is to work through the three conversations and to discern what’s at play.
In addition, there are three questions to help ascertain if a conversation is worth initiating. The first question to ask is whether the real conflict is internal, rather than with the other person—“a conversation focused on the interaction isn’t going to be very illuminating or productive, at least until you’ve had a longer conversation with yourself” (133). The second question to ask is whether there’s a better way to approach the issue rather than having a conversation; perhaps there’s a different action that can be taken that will solve the problem and allow tension to disappear naturally.
Finally, one must ask whether there is a logical purpose to the proposed conversation; one can influence another, but it is impossible to force one to change their mind, or to force one to change a specific behavior. The question is will a conversation likely to lead to self-reflection in the other: “The paradox is that trying to change someone rarely results in change. On the other hand, engaging someone in a conversation where mutual learning is the goal often results in change” (138).
Sometimes we simply need to accept that other people have limitations that don’t allow immediate change or recognition to take place when we would like them to.
It is not anyone’s responsibility to fundamentally change reality; it is simply one’s responsibility to do one’s best in the attempt. Ultimately, the conflict is not about our personal identity, and it certainly doesn’t mean that we’ve decided the original issue is no longer important. In the end, we can only change ourselves and control what is in our power—nothing more and nothing less.
Typically, the desire to begin a difficult conversation stems from a personal desire, and so naturally our instinct is to begin with our own side of the story. The problem with a one-sided opening is that it centers our own story and perspective to the exclusion of the other. In doing so it creates a tension between the dialogue partners, and usually pushes the other into a defensive stance: “Our story sends up flares, warning them to defend themselves or to counterattack” (148). The answer to this dilemma is rather to start from the “third story” (149).
Rather than conceiving of the difficult conversation like a battle, it should be imagined as a puzzle to be solved. Instead of beginning with our own story, the issue should be approached from the perspective of a mediator. The “third story” is the story as assessed by a third party, with attempts to be as objective as possible, bringing in both sides of the story. Starting this way removes a foundation of blame, and seeks to find a middle ground from which progress can be made—regardless of who may or may not be in the wrong. This manner of approaching the conversation signals to the other party that one is serious in attempting to understand their perspective, that it’s not all about scoring points and winning the conversation: “A real conversation is an interactive process — one where you are constantly going to be listening, sharing your view, asking questions, and negotiating” (162).
One of the most underrated life skills is the ability to be a good listener; no matter one’s position in life, we all want to have our stories heard and understood. Developing the skills to be a good listener will go a long way toward making this a reality for those with whom we engage in conversation. The problem is that many people listen to determine what they will say next, rather than listening to genuinely understand what the other person is saying and what they want to communicate.
When an individual truly listens, they also make it far more likely that they in turn will be listened to and understood reciprocally. The best way to do this is to cultivate an attitude of curiosity, not just an attitude of problem-solving. People can tell when someone is listening just to use their words as ammo: “The problem is this: you are taught what to say and how to sit, but the heart of good listening is authenticity” (168).
Not everyone has this skill naturally, and so it will need to be developed. To do this, three skills can be employed: inquiry, paraphrasing, and acknowledgment. Ask questions that are genuine attempts at understanding, not leading questions that already assume the correct answer. Repeat what the other person has said back to them to ensure that your dialogue partner is on the same page, and that you are approaching the issue with the same assumptions and background information. Finally, find a way to indicate explicitly that you are working your hardest to understand their perspective, and are attempting to meet them where they are.
This chapter explores The Importance of Effective Communication. One of the pitfalls a skilled conversationalist can fall into when engaged in a difficult conversation is resorting to artful rhetoric. One thinks that the goal is to win the conversation, and that the means to achieving that end will be easier if one resorts to intelligence, wit, a vast vocabulary, or skill in logical persuasion. This is a temptation that needs to be largely avoided. The goal is not to demonstrate one’s power as an orator, but to demonstrate one’s desire to engage in meaningful dialogue and mutual understanding. One must not turn a difficult conversation into a debate or a lecture.
The opposite side of the coin is the temptation to feel as though one is not worthy of being heard and understood; the result would be an inability to speak up for oneself: “Sometimes we can feel trapped between the belief that we should stand up for ourselves and a hidden feeling that we don’t deserve to be heard, that we’re not entitled” (187). The best way to approach any difficult conversation is to speak clearly and explicitly about the issue at hand. A third mistake is to think that by bringing up a problem obliquely, or in a way that requires reading between the lines or using subtext, the problem will be broached in a moderate way. This is a mistake—“You end up triggering all of the problems you worried you’d create by bringing it up, without getting the benefit of clearly saying what you want to say” (191).
There are three guidelines to follow to ensure clarity in these conversations. First, do not resort to couching what you have to say in terms of the hard truth, as if you already have everything figured out 100%; this will destroy any chance of meaningful, reciprocal dialogue. Second, be clear about how you came to your conclusions. Third, never use extreme or exaggerated language; it will leave you open to criticism, destroying any goodwill that can be garnered by a calm, clear, and open discussion.
Unless a difficult conversation comes up naturally, someone will need to initiate it. When a conversation is initiated, one needs to take the lead in a constructive way, leading the conversation and guiding it toward a hoped-for goal without being dictatorial about the particular steps along the way.
One way to do this constructively is avoid couching things in terms of “either/to” and instead consistently resorting to the language of “and” (205). This will help to prevent false dichotomies and give you the ability to reframe the conversation in terms that will be beneficial to both parties. There are many ways to help move the conversation forward in this way. One of these is to come up with a mutually agreed upon test, where both individual’s assumptions and claims can be tested in some way, and then see what the outcome is. Another important aspect is to make sure that the principles in play are agreeable to both parties and make sure they are being consistently employed: “If you can’t find a creative way to solve the problem, ask what standards of fairness should apply, and why” (214).
At the end of the day, however, it is important to remember that difficult conversations take time, and that they will often be a series of conversations rather than a single event.
It’s important to prepare for difficult conversations. You wouldn’t approach other difficult tasks without a plan of attack, and difficult conversations are no different. Prepare for them by reviewing the three conversations, the three aspects of any interaction that are involved in dialogue. Next, examine your intention in initiating the conversation; while your motives don’t have to be purely altruistic, they do need to genuinely have the common good in mind, and not be purely utilitarian.
Next, remember to begin with the third story; an objective perspective is going to do double-duty in giving credence to your interlocutor’s position, while also presenting your own position in the most powerful way. In the end, you’re not looking to make any enemies or crush anyone in the process of achieving your desired result. The goal is to problem solve, and come out the other side of a difficult conversation knowing that the best result possible has been achieved, regardless of the specific outcome.
The authors switch gears, moving from the attitude one needs to cultivate entering a difficult conversation to outlining and exploring how a difficult conversation needs to proceed. The book moves from preparation to engagement and deployment. In this section, there are two primary factors of engaging in difficult conversation and conflict resolution: the ability to pinpoint the reason for having a difficult conversation, and the ability to fall back on a third-person perspective when attempting to resolve the conflict in a satisfactory way.
In regard to the first factor, the authors home in on the reason why one would initiate a difficult conversation. The assumption is that once the conflict has been adequately expressed, the conversation can progress toward a (hoped for) resolution. The problem with this approach is that it assumes the intentions of all involved are easily discerned, and that the conversation’s reason for existing is equally obvious. However, the reason why a difficult conversation might be initiated could be wrong from the start, or it could shift and morph along the way until the conversation and its goals are no longer recognizable.
Sometimes the conflict is not so much between persons but within a person themselves. We imagine or perceive conflict with another, but we may be projecting an internal conflict onto the external world. There are also times when a conflict certainly exists, but when a conversation may not be the most effective way to handle it. In some cases, a subtle change in our behavior or expectations can do wonders to resolve a problem when we determine that someone is not open to a conversation, or where patience can result in a more amenable opportunity to engage in conversation.
When initiating a conversation, having a clear idea of why the conversation is being had is crucial to ensuring that the conversation stays on track. Nobody would get in a car and just start driving with an expectation of arriving at a favorable destination. Before starting a trip, you have to know where you’re going, and most reasonable people will prepare for the trip by attempting to know the best way to get there, and if there will be any obstacles in the way that they will need to overcome. That same dynamic is at work in a difficult conversation: The reason for the conversation is the destination; it gives structure and form to the conversation in order to arrive at the destination (the resolution) in the most efficient and beneficial way possible.
The second major factor of engaging in difficult conversation and conflict resolution is the third story, or resorting to a third-person perspective. This needs to be balanced and supplemented by each individual perspective, which will serve as different facets of the same story, illuminating all aspects of the matter.
A prudent interlocutor will attempt to do their best to hear and acknowledge all perspectives. Just like an omniscient narrator in a story who is able to see everything from a bird’s-eye view, those engaged in conversation should always try to see everything as if they were a neutral, third-party observer who is acting as a mediator, attempting to find a path forward to find common ground. While this may not always be possible or successful, the desire to be objective will go a long way toward providing mutual satisfaction, as long as it is done with sincerity. Ultimately, successfully navigating difficult conversations will depend on the goodwill of all involved.



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